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>> SEC Latest News

MAY 02, 2013 - AdvisorOne

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SEC Exam Chief Di Florio Jumps to FINRA Post

In a surprising move, Carlo di Florio, director of the SEC Office of Compliance Inspections and Examinations will leave the agency and become an executive vice president of FINRA.

Tags: SEC Exam Chief Di Florio Jumps to FINRA Post,  Sec Latest News