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>> SEC Latest News

3 HOURS AGO - Zacks Investment Research

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'Wrap Fee' Accounts of Financial Advisors Under SEC Review - Analyst Blog

'Wrap fee' accounts of the investment advisory and brokerage firms have recently come under the scanner of the U.S. Securities and Exchange Commission (SEC).

Tags: 'Wrap Fee' Accounts of Financial Advisors Under SEC Review - Analyst Blog,  Sec Latest News

3 HOURS AGO - Business Insider

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DOW AND S&P CLIMB, NASDAQ SLIPS: Here's What You Need To Know (DIA, SPX, SPY, QQQ, IEP, HTZ, CAT)

The S&P 500 closed just below a new all-time closing high as the minutes from the latest FOMC meeting gave a few more clues as to what it's looking for before it hikes interest rates for the first time since 2006.  First, the scoreboard: Dow: 16,979.13, +59.5, (+0.35%) S&P 500: 1,986.51, +4.9, (+0.25%) Nasdaq: 4,526.48, -1.3, (-0.02%) And now, the ...

Tags: DOW AND S&P CLIMB, NASDAQ SLIPS: Here's What You Need To Know (DIA, SPX, SPY, QQQ, IEP, HTZ, CAT),  Sec Latest News

5 HOURS AGO - TheStreet

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Carl Icahn Takes Stake in Hertz Amid Accounting Woes

NEW YORK (TheStreet)a- Activist investor Carl Icahn has taken an over 8% stakeain Hertz Global Holdings and may seek representation on the rental caracompany's board of directors as itaworks to resolve accounting restatements, missed earnings and a delayed spin-off of its equipment rental business.a In a 13D filingawith the Securities and Exchange Commission, Icahn said he has accumulated an 8.48% ...

Tags: Carl Icahn Takes Stake in Hertz Amid Accounting Woes,  Sec Latest News

6 HOURS AGO - National Mortgage News

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SEC Turns Up the Heat on Ocwen

The Securities and Exchange Commission is preparing to serve Ocwen Financial Corp. with its second subpoena in as many months, adding to the already mounting regulatory pressure facing the country's largest nonbank servicer.

Tags: SEC Turns Up the Heat on Ocwen,  Sec Latest News

6 HOURS AGO - Business Insider

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The Feds Are Finally Going After One Of The Most Infamous Executives Of The Financial Crisis

The Feds are planning on suing former Countrywide CEO, Angelo Mozilo, according to Bloomberg. Mortgage insurer Countrywide became a focus of the financial crisis as regualtors, bankers, and politicians alike were shocked by the number of toxic assets on its balance sheets and the measures the company took to hide them. Until now, Bank of America has paid the most of ...

Tags: The Feds Are Finally Going After One Of The Most Infamous Executives Of The Financial Crisis,  Sec Latest News