Web Toolbar by Wibiya
Login | Sign Up AnonymousUser
twiter
New to Comunitee?


or Sign Up with Email

Business

>> SEC Latest News

1 HOUR AGO - Investopedia

A Must Read - Share

5 SEC Exam Tips For Financial Advisors

These five tips will help financial advisors pass muster when the SEC comes knocking.

Tags: 5 SEC Exam Tips For Financial Advisors,  Sec Latest News

2 HOURS AGO - Zacks Investment Research

A Must Read - Share

Disclosures by Buyout Firms Show Improvement: A Win for SEC - Analyst Blog

SEC's authority and consistent efforts seem to be paying off. The U.S. regulator noticed increased updates concerning fees as well as expenses charged on public pension funds and other clients in regulatory filings by the buyout firms.

Tags: Disclosures by Buyout Firms Show Improvement: A Win for SEC - Analyst Blog,  Sec Latest News

3 HOURS AGO - National Mortgage News

A Must Read - Share

Bank of America Granted Penalty Relief in SEC Mortgage Case

The U.S. Securities and Exchange Commission resolved an impasse over punishing Bank of America Corp. in a mortgage-bond case, clearing the way for the lender to complete a $16.7 billion global settlement, people familiar with the matter said.

Tags: Bank of America Granted Penalty Relief in SEC Mortgage Case,  Sec Latest News

4 HOURS AGO - AdvisorOne

A Must Read - Share

Protecting Millionaires ‘Strains Logic & Reason’: SEC Commissioner

SEC chairwoman insists accredited investor definition will be reviewed; Commissioner Gallagher says “millionaires can fend for themselves.”

Tags: Protecting Millionaires ‘Strains Logic & Reason’: SEC Commissioner,  Sec Latest News

4 HOURS AGO - AdvisorOne

A Must Read - Share

Millionaires Do Not Need Protection: SEC’s Gallagher

SEC chairwoman insists accredited investor definition will be reviewed; Commissioner Gallagher says “millionaires can fend for themselves.”

Tags: Millionaires Do Not Need Protection: SEC’s Gallagher,  Sec Latest News