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>> WELLS FARGO Latest News

NOV 08, 2013 - Business Insider

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Regulators Are Considering Taking A Closer Look At Financial Professionals Advising Non-Native English Speakers

FA Insights is a daily newsletter from Business Insider that delivers the top news and commentary for financial advisors. There's An Evolving Regulatory Concern For Financial Advisors (The Wall Street Journal) It's complicated advising clients who aren't native English speakers, reports Matthias Rieker at The Wall Street Journal. One of the issues is regulatory scrutiny. "It's an evolving new issue on our plate," Ronak Patel, deputy securities commissioner at the Texas State Securities Board, told The WSJ. "When we do a regulatory audit, I imagine it's going to be a question we are asking ... Read More

Tags: Regulators Are Considering Taking A Closer Look At Financial Professionals Advising Non-Native English Speakers,  Wells Fargo Latest News