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>> FINANCIAL CONDUCT AUTHORITY Latest News

DEC 16, 2014 - Zero Hedge

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The Pigmen Win Again

Submitted by Jim Quinn via The Burning Platform blog, “The real owners are the big wealthy business interests that control things and make all the important decisions. Forget the politicians, they’re an irrelevancy. The politicians are put there to give you the idea that you have freedom of choice. You don’t. You have no choice. You have owners. They own ...

Tags: The Pigmen Win Again,  Financial Conduct Authority Latest News

DEC 16, 2014 - Business Insider

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A Former BlackRock Managing Director Was Banned From The Finance Industry For Dodging Train Fares

Former BlackRock Managing Director Jonathan Paul Burrows has been barred for life from the finance industry for not paying his British train fares, The New York Times reported. Regulators say he "lacks honesty and integrity." The UK's Financial Conduct Authority banned Burrows from taking any senior job in financial services, The Guardian reported, stating, "His conduct fell short of the ...

Tags: A Former BlackRock Managing Director Was Banned From The Finance Industry For Dodging Train Fares,  Financial Conduct Authority Latest News

DEC 16, 2014 - Business Insider

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A Former BlackRock Managing Director Was Banned From Wall Street For Dodging Train Fares

Former BlackRock managing director Jonathan Paul Burrows has been barred for life from the finance industry for not paying his British train fares, The New York Times reported. Regulators say he "lacks honesty and integrity." The UK's Financial Conduct Authority banned Burrows from taking any senior job in financial services, The Guardian reported, stating, "His conduct fell short of the ...

Tags: A Former BlackRock Managing Director Was Banned From Wall Street For Dodging Train Fares,  Financial Conduct Authority Latest News

DEC 16, 2014 - MarketWatch

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FINRA fines Merrill Lynch $1.9 million over former GM notes

WASHINGTON (MarketWatch) -- Merrill Lynch, Pierce, Fenner & Smith has been fined $1.9 million for fair pricing and supervisory violations in connection with more than 716 retail customer transactions in distressed securities and ordered to pay $540,000 to affected customers. The Financial Industry Regulatory Authority found that Merrill Lynch purchased notes from Motors Liquidation Company, the name General Motors went ...

Tags: FINRA fines Merrill Lynch $1.9 million over former GM notes,  Financial Conduct Authority Latest News

DEC 16, 2014 - Zero Hedge

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Frontrunning: December 16

Ruble Sinks to 80 a Dollar Defying Surprise Russia Rate Increase (BBG) Oil slumps near $59 for first time since 2009 on oversupply (Reuters) Oil sinks, Russian moves fail to quell nerves (Reuters) Fed Seen Looking Past Low Inflation to Drop ‘Considerable Time (BBG) At least Europe is "fixed" - Eurozone PMI picks up gingerly in December (FT) Students Among ...

Tags: Frontrunning: December 16,  Financial Conduct Authority Latest News